Legal and regulatory information
Legal and regulatory information
30/06/2022
You have just accessed the website at www.rothschildandco.com published and hosted by Rothschild & Co.
Company name: Rothschild & Co SCA
French partnership limited by shares (société en commandite par actions) with a share capital of 154,059,554 euros
Trade and companies registry: Paris No. 302 519 228
Intra-Community VAT number: FR88 302 519 228
Registered office: 23 bis avenue de Messine, 75008 Paris, France
Telephone No.: +33140744074
Email address: contact@rothschildandco.com
Publication manager: Caroline Nico - Group Head of Corporate Communications
Webhosting: Optimizely, Inc, 119 5th Ave 7th floor, New York, NY 10003, USA, +1 603 594 0249
By accessing the www.rothschildandco.com website (the “Website”), you agree to be legally bound by the following terms and conditions.
No Offer
The information contained in the Website is not intended to constitute any offer to sell or the invitation or solicitation of an offer to buy any product or service or security by any company described or referred to in the Website or by any subsidiary, holding company, affiliate or associated company of such company (all such companies hereafter collectively referred to as the "Rothschild & Co group" and individually as "members" of the Rothschild & Co group) and must not be relied upon in connection with any investment decision or any decision to deposit funds with any member of the Rothschild & Co group. You should rely solely on your own investigation regarding any investment decision and should seek competent professional advice.
Use of the Website
As a condition to your use of the Website, you will not, directly or indirectly: (a) use the Website to infringe upon the intellectual property rights of others; (b) use the Website or make any attempt to penetrate, modify or manipulate the Website to invade the privacy of any other user thereof; (c) attempt to modify, erase or damage any information contained on the Website or any device connected thereto; (d) reverse engineer any portion of the Website; (e) restrict or inhibit others from using the Website; (f) engage in conduct or distribute material that is harmful, obscene, otherwise illegal or objectionable, or gives rise to civil or criminal liability; (g) spoof or otherwise impersonate any individual or entity; or (h) violate or attempt to violate the security or integrity of the Website. The Rothschild & Co group reserves the right to investigate and to involve and cooperate with law enforcement authorities, and to pursue a lawsuit or criminal prosecution, for any alleged or actual harmful or illegal activities involving the Website.
The Rothschild & Co group reserves the right, at any time, to modify or discontinue, temporarily or permanently, the Website, with or without notice. The Rothschild & Co group reserves the right to modify these terms and conditions at any time. You should visit the Website periodically to review the current terms and conditions.
The Website is not intended for use by minors.
Access Subject to Local Restrictions
The Website and all information and functionality contained within it are not directed at or intended for use by any person resident or located in any jurisdiction where (a) the distribution of such information or functionality is contrary to the laws of such jurisdiction or (b) such distribution is prohibited without obtaining the necessary licenses or authorisations by the relevant member of the Rothschild & Co group and such licenses or authorisations have not been obtained.
No Warranty
No member of the Rothschild & Co group (whether individually or collectively) gives any representation or warranty as to the accuracy, reliability, or completeness of the information contained in the Website (the “Information”) nor as to the appropriateness of the Information for any use which any recipient may choose to make of it and accepts no responsibility for updating any part of the Information or for correcting any material error or omission which may become apparent after Information has been displayed on the Website. Except insofar as liability under any statute cannot be excluded, no member of the Rothschild & Co group nor any of its and their directors, employees and consultants accept any liability (whether arising in contract, or tort, or negligence or otherwise) for any error, omission or misrepresentation in relation to the Information or for any loss, damage, cost or expense (whether direct, indirect, consequential or otherwise) suffered by the recipient of this Information or any other person as a result of any use of or reliance upon any Information or statement of any kind (including statements of fact or opinion) contained herein.
All content on the Website is provided "as is", with no guarantees of completeness, accuracy or timeliness, and without representations, warranties or other contractual terms of any kind, express or implied. No member of the Rothschild & Co group represents or warrants that the Website, any services provided through the Website, and / or any information or other material contained within or downloaded from the Website, will be accurate, current, uninterrupted, error-free, omission-free or free of viruses or other harmful components.
Copyright and trade mark protection
The copyright and all other rights in all of the material on the Website are owned by the member or members of the Rothschild & Co group listed on the relevant web page or the material is included with the permission of the rights owner. No commercial use, resale or exploitation of material from the Website is permitted without the express written permission of the Rothschild & Co group and any other applicable copyright owners. You may copy material on this web site for your own private or domestic use only. All other copying is prohibited.
"Rothschild & Co", “Five Arrows” and the "Five Arrows" device are trade marks of members of the Rothschild & Co group. Other company and brand names used in the Website are trade marks of members of the Rothschild & Co group or of third party owners. Members of the Rothschild & Co group do not give persons accessing the Website permission to use any trade mark used therein. Unauthorised use may constitute an infringement of the relevant owner's rights.
External websites
The Website may contain links to third party websites. No member of the Rothschild & Co group is responsible for the security or content of any third party web sites.
External links to the Website
All links to the Website must be approved in writing by the Rothschild & Co group, except the Rothschild & Co group consents to links in which: (i) the link is a text-only link containing only the name “Rothschild & Co”; (ii) the link points only to www.rothschildandco.com and not deeper pages; (iii) when activated by a user, the link displays that page full screen in a fully operable and navigable browser window and not within a frame on the linked website; and (iv) the appearance, position and other aspects of the link neither creates the false appearance that an entity or its activities are associated with or sponsored by the Rothschild & Co group nor damages or dilutes the goodwill associated with the Rothschild & Co group's name or trademarks. The Rothschild & Co group reserves the right to revoke this consent to link at any time.
Privacy
You acknowledge that any Information provided to the Rothschild & Co group or any member of the Rothschild & Co group in connection with the use of the Website may be used by any member of the Rothschild & Co group for its own purposes, and may be released by any member of the Rothschild & Co group to third parties as reasonably required. This includes, but is not limited to, where any member of the Rothschild & Co group is required to release Information as a result of law or regulatory order, or in connection with its or their own analysis.
Cookies
The Website uses cookies. Cookies are small files that are stored on the hard drive of your computer which help us to improve our site and to deliver a better and more personalised service. Many websites use cookies and you can find more information about them (including how to disable them if you wish) at: http://www.allaboutcookies.org, a website run by an industry body.
Please note that if you disable cookies, you may be unable to access parts of the Website.
By continuing to use the Website without disabling cookies, you consent to the use of cookies as detailed below. We use cookies to estimate our audience size and usage pattern, to store information about your preferences, to allow us to customise our site and to recognise you when you return to our site.
Indemnity of the Rothschild & Co group
You agree to indemnify and hold the Rothschild & Co group harmless from any claim, demand, cause of action, debt, loss or liability, including reasonable attorneys' fees, to the extent that such action is based upon, arises out of, or relates to your breach of these terms and conditions or your use of the Website. This indemnity shall survive any termination of these terms and conditions.
Severability Clause
To the extent that any provision of these terms and conditions is found by any competent court or authority to be invalid, unlawful or unenforceable in any jurisdiction, that provision shall be deemed not to be part of this disclaimer but such finding shall not affect the validity, lawfulness or enforceability of the remainder of these terms and conditions in that jurisdiction, nor shall it affect the validity, lawfulness or enforceability of these terms and conditions in any other jurisdiction.
Conflict with Additional Terms
Certain web pages or areas on the Website may contain additional terms, conditions, disclosures and disclaimers (together “Additional Terms”). In the event of a conflict between these terms and conditions and the Additional Terms, the Additional Terms will govern for those web pages or areas.
REGULATORY
GLOBAL ADVISORY - PRINCIPAL REGULATED OPERATING ENTITIES
Australia
Rothschild & Co Australia Limited, Level 34, 88 Phillip Street, Sydney NSW 2000, Australia. Registered Number: 61 008 591 768. Rothschild & Co Australia Limited is authorised and regulated by the Australian Securities and Investment Commission for the provision of financial services. Rothschild & Co Australia Limited holds an Australian Financial Services Licence (AFSL) (licence number 239059) to provide certain financial products and services.
Canada
Rothschild & Co Securities Canada Inc./Valeurs Mobiliere Rothschild & Co Canada Inc., Brookfield Place, TD Canada Trust Tower, 161 Bay Street, Suite 4230, Toronto, Ontario M5J 2S1, Canada. Ontario Corporation Number 866882. Rothschild & Co Securities Canada Inc./Valeurs Mobiliere Rothschild & Co Canada Inc. is authorised and regulated by the Ontario Securities Commission for the provision of financial advisory services.
Hong Kong
Rothschild & Co Hong Kong Limited, Rooms 1605-1609, 16th Floor, Alexandra House, 18 Chater Road, Central, Hong Kong SAR. Company Number: 32203. Rothschild & Co Hong Kong Limited is authorised and regulated by the Securities and Futures Commission of Hong Kong to conduct Type 1 (Dealing in Securities), Type 4 (Advising on Securities) and Type 6 (Advising on Corporate Finance) regulated activities.
India
Rothschild & Co India Private Limited 103, 1st Floor, Piramal Towers, Peninsula Corporate Park, Ganpatrao Kadam Marg, Off. Senapati Bapat Marg, Lower Parel, Mumbai 400013, India. Registered Number: U65990MH1998PTC116788. Rothschild & Co India Private Limited is registered as Category I Merchant Banker with Securities Exchange Board of India and is authorized to provide financial advisory and consulting services including project finance and privatisation advisory services.
Investor Charter
Investor Complaints Data
Malaysia
RothschildCo Malaysia Sdn. Bhd., 28-12, Level 28, Q Sentral, Jalan Stesen Sentral, Kuala Lumpur Sentral, 50470 Kuala Lumpur, Malaysia. Registered Number: 15271D. RothschildCo Malaysia Sdn. Bhd. is authorised and regulated by the Securities Commission Malaysia to provide advising on corporate finance services.
Qatar
Rothschild & Co Doha LLC, Office 1429, Al Fardan Office Towers, PO Box 31316, Doha, Qatar. Telephone number: +974 44101680. Rothschild & Co Doha LLC is regulated by the Qatar Financial Centre Authority for the provision of Arranging Deals in investment and Advising on investment.
Singapore
Rothschild & Co Singapore Limited, One Raffles Quay, North Tower, One Raffles Quay #10-02, Singapore 048583. Registered Number: 197301242C. Rothschild & Co Singapore Limited is regulated by the Monetary Authority of Singapore and licensed to conduct the regulated activities of advising on corporate finance and dealing in securities services.
Personal Data Protection Statement
South Africa
Rothschild and Co (South Africa) Proprietary Limited, 7th Floor, 144 Oxford, 144 Oxford Road, Rosebank, Johannesburg, South Africa. Registered Number: 1999/021764/07. Rothschild and Co (South Africa) Proprietary Limited is authorised and regulated by the Financial Sector Conduct Authority under licence number 8435 for the provision of financial advisory services in relation to certain financial products, and is currently exempted from compliance with the Financial Advisory and Intermediary Services Act of 2002 (FAIS) insofar as FAIS related services are rendered to certain types of clients as listed in Board Notice 108 of 2012.
UAE
Rothschild & Co Middle East Limited, DIFC, Gate District 3, Office 504, Level 5, PO Box 506570, Dubai, UAE. Telephone number: +971 44284300. Rothschild & Co Middle East Limited is authorised and regulated by the Dubai Financial Services Authority for the provision of Advising on Financial Products or Credit and Arranging Credit or Deals in Investments services.
Rothschild & Co Europe BV (Representative office), PO Box 113100, Office 1007, C2 Tower, Al Bateen, Abu Dhabi, United Arab Emirates. Telephone number: +971 24069866. Abu Dhabi is licensed by the Central Bank of UAE.
UK
N.M. Rothschild & Sons Limited, New Court, St Swithin's Lane, London, EC4N 8AL, England. Registered Number: 925279. N.M. Rothschild & Sons Limited is authorised and regulated by the Financial Conduct Authority.
UK Equity Management Solutions (EMS)
Rothschild & Co Equity Markets Solutions Limited, New Court, St Swithin's Lane, London, EC4N 8AL, England. Registered Number: 13317911. Rothschild & Co Equity Markets Solutions Limited is authorised and regulated by the Financial Conduct Authority.
Allocation Policy Summary Attachment
USA
Rothschild & Co US Inc, 1251 Avenue of the Americas, New York, NY 10020, USA. Registered Number: 13-2589894. Rothschild & Co US Inc is registered with the U.S. Securities and Exchange Commission, is a member of the Financial Industry Regulatory Authority and is a provider of investment banking services such as mergers and acquisitions, restructuring, bankruptcy, financial advice, equity advisory and private placements.
WEALTH AND ASSET MANAGEMENT - PRINCIPAL REGULATED OPERATING ENTITIES
Channel Islands
Rothschild & Co Bank International Limited, St Julian's Court, St Peter Port, Guernsey, GY1 3BP. Registered number: 1088. Rothschild & Co Bank International Limited is licensed and regulated by the Guernsey Financial Services Commission for the provision of banking and investment services. A summary of Rothschild & Co Bank International Limited's complaint handling procedure is available here.
Rothschild & Co Bank International Limited is a participant in the Guernsey Banking Deposit Compensation Scheme which offers full protection for “qualifying deposits” up to £50,000, subject to certain limitations. The maximum total amount of compensation is capped at £100,000,000 in any 5 year period. Full details are available on the Scheme's website www.dcs.gg or on request.
The Rothschild & Co Bank International Limited Interest Rates are available here.
The Rothschild & Co Bank International Limited Refinancing Rates are available here.
France
Rothschild Martin Maurel SCS, 29 Avenue de Messine 75008 Paris, France. Registered Number: 323 317 032 R.C.S. Paris. Rothschild Martin Maurel SCS is authorized and regulated by the Autorité de Contrôle Prudentiel et de Résolution to provide account-keeping services and portfolio management.
Germany
Rothschild & Co Vermögensverwaltung GmbH, Börsenstraße 2-4, 60313 Frankfurt am Main, Germany. Registered Number: HRB 55676. Rothschild & Co Vermögensverwaltung GmbH is authorised and regulated by Bundesanstalt für Finanzdienstleistungsaufsicht for the provision of portfolio management, contract broking, investment broking, investment advice and asset management services.
Compensation Report / Vergütungsbericht
General Information / Allgemeine Informationen
Execution Entities / Ausführungsplätze 2021
Execution Entities / Ausführungsplätze 2022
Execution Entities/ Ausführungsplätze 2022 CSV
Execution Entities / Ausführungsplätze 2023
Execution Entities/ Ausführungsplätze 2023 CSV
Shareholder Rights / Mitwirkungspolitik § 134b AktG
Guidelines on ESG Risk/ Grundsätze im Umgang mit Nachhaltigkeitsrisiken
Offenlegung Art. 10 SFDR Bewerbung ökologischer und sozialer Merkmale (Artikel 8 SFDR Produkte)
Vorvertragliche Informationen ESG gemäß Art. 8 SFDR
Data Privacy Notice / Datenschutzhinweis
Italy
Rothschild & Co Wealth Management Italy SIM S.p.A, Passaggio Centrale 3, 20123, Milan, Italy. Registered Number: 298. Rothschild & Co Wealth Management Italy SIM S.p.A, is authorised and regulated by Commissione Nazionale per le Società e la Borsa (CONSOB) and Bank of Italy for the provision of financial services.
Rothschild & Co SIM - Engagement Policy - Set 2023 ITA
Attuazione Engagement Policy 2021
Attuazione Engagement Policy 2022
Sustainability Risks Statement
Rothschild & Co SIM - Strategia di esecuzione e trasmissione Ordini – 2023
Luxembourg
Rothschild & Co Wealth Management (Europe) S.A., 41 Avenue de la Liberté, L - 1931 Luxembourg. Registered Number: B 190125. Rothschild & Co Wealth Management (Europe) S.A. is an Investment Firm duly authorised and supervised by the CSSF under terms of the Law of 5 April 1993 on the Financial Sector. In compliance with CSSF regulation 16-07 and CSSF Circular CSSF 17/671, the processing of claims responds to the principles of transparency with respect to the customer, providing objective information at no charge. Claims can be sent by postal mail to Rothschild & Co Wealth Management (Europe) S.A (Attn Compliance Department - 41 Avenue de la Liberté L-1931 Luxembourg), who will acknowledge receipt within ten working days. All claims will be handled as quickly as possible, and no later than one month following the date of receipt.
Sustainable Investing Approach
Monaco
Rothschild & Co Wealth Management Monaco, 11, boulevard des Moulins, BP 175, 98 003 Monaco Cedex, Monaco, with a share capital of EUR 9,000,000. Registered Number: 00 S 03802 R.C.I. Monaco, subsidiary of Rothschild Martin Maurel. Rothschild & Co Wealth Management Monaco is authorized and regulated by the Autorité de Contrôle Prudentiel et de Résolution (ACPR) and the Commission de Contrôle des Activités Financières (CCAF) for the provision of private and investment banking products and services, discretionary services and wealth advisory services.
Spain
Rothschildco Wealth Management Spain, AV, SA domiciliada en Madrid 28046, Paseo de la Castellana nº 40 bis, registrada ante la Comisión Nacional del Mercado de Valores con número 0305. Tiene por objeto social exclusivo la prestación de los servicios de inversión, los servicios auxiliares y actividades accesorias permitidos a las agencias de valores.
Reglamento para la Defensa del Cliente
Política de Mejor Ejecución y Gestión de Órdenes
Switzerland
Rothschild & Co Bank AG, Zollikerstrasse 181, 8034 Zurich, Switzerland. Registered Number: CHE-107.848.173. Rothschild & Co Bank AG is authorised and regulated by the Swiss Financial Market Supervisory Authority FINMA to provide banking and securities dealer services.
On 1 January 2017, the Automatic Exchange of Information in Tax Matters (AEoI) has entered into force for Switzerland. As reporting financial institution thereunder, Rothschild & Co Bank AG has to report specific data on its clients tax resident in an AEoI partner jurisdiction of Switzerland. A constantly updated list of Switzerland's AEoI partner jurisdictions is accessible here.
Protection of Client Money and Assets
In the event of bankruptcy of a Swiss bank, a distinction has to be drawn between deposits and custody account assets regarding the protection of client money and assets.
Are my deposits protected under the deposit insurance esisuisse? Yes, like any bank and any securities firm in Switzerland, Rothschild & Co Bank AG is required to sign the Self-regulation “Agreement between esisuisse and its members”. This means clients' deposits are protected up to a maximum of CHF 100,000 per client. Medium-term notes held in the name of the bearer at the issuing bank are also considered deposits. Depositor protection in Switzerland is provided by esisuisse, and the depositor protection system is explained in detail at www.esisuisse.ch/en.
Unlike deposits, custody account assets (such as shares, units in collective investment schemes and other securities, as well as other fiduciary investments) are the property of the client and, in the event of a Swiss bank becoming bankrupt, are immediately and fully separated off outside the bankruptcy proceedings and issued to the client. They therefore never become part of the bankrupt party's estate in the first place. This rule applies to all custody account assets, as well as precious metals deposited physically with the Bank that are the client's property.
If a foreign fund management company goes bankrupt, the legal options of the holders of fund units are based on the rules of the applicable foreign legal regime.
The Rothschild & Co Bond Funds Report of income for UK tax purposes is available here
The Rothschild & Co WM SICAV SIF Report of income for UK tax purposes is available here
The Rothschild & Co Bank AG Standard Interest Rates are available here.
The Rothschild & Co Bank AG Refinancing Rates are available here.
Rothschild & Co Bank AG: Data Protection Information EN | FR | DE | ES
Rothschild & Co Bank AG: Trading Venues
Rothschild & Co Bank AG: Top 5 Execution Entities
Rothschild & Co Bank AG: General Information on Best Execution
Sustainable Investing Approach
UK
Rothschild & Co Wealth Management UK Limited, New Court, St. Swithin's Lane, London EC4N 8AL, UK. Registered Number: 4416252. Rothschild & Co Wealth Management UK Limited is authorised and regulated by the Financial Conduct Authority in the UK for the provision of investment services and is registered as an investment adviser with the US Securities and Exchange Commission (SEC). If you are dissatisfied with any services provided by Rothschild & Co Wealth Management UK Limited, you should contact the Compliance Director at the address above or on 020 7280 5000. Certain clients in the UK may also contact the Financial Ombudsman Service in case of any unresolved disputes: www.financial-ombudsman.org.uk. If Rothschild & Co Wealth Management UK Limited is unable to meet its liabilities, certain clients may be entitled to compensation under the Financial Services Compensation Scheme: www.fscs.org.uk.
Sustainability and Stewardship Policy
Sustainability and Stewardship Report 2022
The R Wealth Management SICAV SIF Report of income for UK tax purposes is available here.
SEC Regulatory Disclosures:
ASSET MANAGEMENT - PRINCIPAL REGULATED OPERATING ENTITIES
France
Rothschild & Co Asset Management Europe, 29, Avenue de Messine, 75008 Paris, France. Registered Number: 824 540 173 R.C.S. Paris, subsidiary of Rothschild Martin Maurel. Rothschild & Co Asset Management Europe is authorized and regulated by the Autorité des Marchés Financiers under number GP-17000014 for the provision of portfolio management, carrying on wealth and asset management activities.
Luxembourg
Rothschild & Co Investment Managers, 33, rue Sainte Zithe, L - 2763 Luxembourg, Grand Duchy of Luxembourg. Registered Number: B131.555. Rothschild & Co Investment Managers is a Luxembourg management company registered on the CSSF's official list of management companies governed by Chapter 15 of the Luxembourg law of 17 December 2010 on undertakings for collective investment, as amended, and is duly authorised by the CSSF as an alternative investment fund manager pursuant to Chapter 2 of the Luxembourg Law of 12 July 2013. In compliance with Law of 17 December 2010 and CSSF Regulation, the processing of claims responds to the principles of transparency with respect to the customer, providing objective information at no charge. Claims can be sent by postal mail to Rothschild & Co Investment Managers (Attn Mr Jose Maria Campos Donderis – Compliance Manager 33, rue Sainte Zithe, L - 2763 Luxembourg), who will acknowledge receipt within ten working days. All claims will be handled as quickly as possible, and no later than one month following the date of receipt.
Monaco
Rothschild & Co Asset Management Monaco, 11, boulevard des Moulins, BP 175, 98 003 Monaco Cedex, Monaco, with a share capital of EUR 160,000. Registered Number: 96S03258 R.C.I. Monaco, subsidiary of Rothschild & Co Wealth Management Monaco. Rothschild & Co Asset Management Monaco is authorized and regulated by the Commission de Contrôle des Activités Financières (CCAF) for the provision of fund management services.
Switzerland
Rothschild & Co Bank AG, Zollikerstrasse 181, 8034 Zurich, Switzerland. Registered Number: CHE-107.848.173. Rothschild & Co Bank AG is authorised and regulated by the Swiss Financial Market Supervisory Authority FINMA to provide banking and securities dealer services.
USA
Rothschild & Co Asset Management US Inc., 1251 Avenue of the Americas, New York, NY 10020, USA. Registered Number: 13-2544634. Rothschild & Co Asset Management US Inc. is authorised and regulated by the U.S. Securities and Exchange Commission for the provision of investment advisory services.
FIVE ARROWS - PRINCIPAL REGULATED OPERATING ENTITIES
In accordance with applicable laws and regulations and with Rothschild & Co's policy and approach on conflicts of interests, the managing entities of Five Arrows have defined a policy for the identification, resolution and management of conflicts of interests. Read more on our Conflict of Interest Policy.
France
Five Arrows Managers SAS – Shareholders Rights Directive Disclosure
Five Arrows Managers SAS, 23 bis, Avenue de Messine 75008 Paris, France. Registered Number: 509 679 189. Five Arrows Managers SAS is authorized as a portfolio management company (“société de gestionde portefeuille”) by the Autorité des Marchés Financiers (AMF) under number GP-09000002. In compliance with AMF Instruction 2012-07, the processing of claims responds to the principles of transparency with respect to the customer, providing objective information at no charge. Claims can be sent by postal mail to Five Arrows Managers SAS, Head of Compliance, 23 bis, Avenue de Messine 75008 Paris, France who will acknowledge receipt within ten working days. All claims will be handled as quickly as possible, and no later than two months following the date of receipt.
Luxembourg
Rothschild & Co Investment Managers, 33, rue Sainte Zithe, L - 2763 Luxembourg,, Grand Duchy of Luxembourg. Registered Number: B131.555. Rothschild & Co Investment Managers is a Luxembourg management company registered on the CSSF's official list of management companies governed by Chapter 15 of the Luxembourg law of 17 December 2010 on undertakings for collective investment, as amended, and is duly authorised by the CSSF as an alternative investment fund manager pursuant to Chapter 2 of the Luxembourg Law of 12 July 2013. In compliance with Law of 17 December 2010 and CSSF Regulation, the processing of claims responds to the principles of transparency with respect to the customer, providing objective information at no charge. Claims can be sent by postal mail to Rothschild & Co Investment Managers (Attn Mr Jose Maria Campos Donderis – Compliance Manager 33, rue Sainte Zithe, L - 2763 Luxembourg), who will acknowledge receipt within ten working days. All claims will be handled as quickly as possible, and no later than one month following the date of receipt.
UK
Five Arrows Managers LLP – Shareholders Rights Directive Disclosure
Five Arrows Managers LLP, New Court, St Swithin's Lane, London, EC4N 8AL, England. Registered Number: OC302492. Five Arrows Managers LLP is authorized and regulated by the Financial Conduct Authority for the provision of investment services. Five Arrows Managers LLP also carries on business under the name of Rothschild & Co Credit Management (Europe).
Five Arrows Managers LLP – Stewardship Code Disclosure
2019 Top 5 Execution Venues by Asset Class
2019 Top 5 Execution Venues and Qualitative Assessment of Execution
2020 Top 5 Execution Venues by Asset Class
2020 Top 5 Execution Venues and Qualitative Assessment of Execution
Complaints Procedure Five Arrows Managers LLP
USA
Five Arrows Managers North America LLC, 633 West 5th Street, Suite 6700, Los Angeles, CA 90071, USA. Registered Number: 136191. Five Arrows Managers North America LLC is an independent investment adviser registered under the US Investment Advisers Act of 1940, as amended. Registration as an investment adviser does not imply a certain level of skill or training. More information about Five Arrows Managers North America LLC, including its investment strategies, fees and objectives, can be found in its Form ADV Part 2, which is available upon request. Five Arrows Managers North America LLC also does business under the name of Rothschild & Co Credit Management (North America), R&Co CM North America and R&Co CM (NA).