Important Disclaimer
Rothschild & Co India Private Limited (“Rothschild & Co India” or “the Company”), is registered with the Securities and Exchange Board of India (“SEBI”) as a Category-I Merchant Banker, bearing registration number INM000010668.
Rothschild & Co India also provides certain fee-based services to its clients, which may not be regulated by SEBI or any other financial sector regulator.
Non-SEBI Regulated Activities
The business activities undertaken by the Company which are not regulated by SEBI, are as follows:
- buy-side or sell-side advisory to private or unlisted public companies involving unlisted securities;
- financial advisory to private and unlisted public companies;
- general corporate advisory to private and unlisted public companies.
Please note that the SEBI investor protection mechanism, including the SCORES platform, will NOT be available for any grievances or disputes arising out of or pertaining to the aforementioned non-SEBI regulated activities undertaken by the Company. This disclosure is made pursuant to the SEBI Circular dated January 2, 2026, on “Specification of the consequential requirements with respect to Amendment of Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992.