Whistleblowing channel

The whistleblowing channel is the preferred means for internally reporting possible infringements committed in a work or professional context, in accordance with the provisions of Law 2/2023, of February 20, regulating the protection of persons who report regulatory infringements and fight against corruption.

This Channel is part of the Internal Information System (“IIS”), which is managed in accordance with the general principles established in our IIS Policy, which you can consult here.

These principles include security, confidentiality, proportionality, objectivity, respect for the guarantees of the parties involved and applicable regulations, as well as the need for the informant to act in good faith and with an honest belief that serious harmful events have occurred or may occur.

Communications to the whistleblowing channel

Communications to the whistleblowing channel can be made through any of the following means:

1. Using the form accessible through the following link: Whistleblowing channel
   
   Communications made through this “whistleblowing channel” form can be made in writing or verbally, or both.
2. Sending a written communication to the attention of the collegiate body, to the following postal address: Rothschildco Wealth Management Spain, A.V, S.A., Paseo de la Castellana, 40 bis, 28046, Madrid (Spain).
3. At the request of the informant made through any of the identified means, the communication can also be presented through a face-to-face meeting within a maximum period of seven days.

Communications received through the Whistleblowing Channel will be processed in accordance with the procedure for the management and processing of information received through the whistleblowing channel, which you can consult here.

As indicated in the procedure, communications can be made anonymously.