Annual Report 2017

96 / 204

94 Rothschild & Co | Annual Report 2017
Corporate governance
1.3.4 Transactions involving the Company’s securities by corporate officers
Pursuant to the provisions of Article 223-26 of the AMF General Regulations, the transactions involving the Company’s securities during the 2017
nine-month financial period executed by persons mentioned in Article L. 621-18-2 of the French Monetary and Financial Code, disclosed to the Company
and the AMF, are summarised in the table below.
Name Quality Transaction
date
Nature of the
transaction
Unit price
(in euro)
Total amount
(in euro)
AMF decisions(1)
Béro SCA Legal entity related to Eric de
Rothschild, Chairman of the
Supervisory Board of Rothschild & Co
22/06/2017 Acquisition 29.5 3,438,195 2017DD491676
Ponthieu Rabelais SAS Legal entity related to Eric de
Rothschild, Chairman of the
Supervisory Board of Rothschild & Co
22/06/2017 Acquisition 29.5 3,438,195 2017DD491679
Financière de Reux SAS Legal entity related to David de
Rothschild, Chairman of Rothschild &
Co Gestion SAS
22/06/2017 Acquisition 29.5 6,879,420.5 2017DD491680
Nigel Higgins Managing Partner of Rothschild & Co
Gestion SAS
11/10/2017 Acquisition 17.50 185,500 2017DD514853
Nigel Higgins Managing Partner of Rothschild & Co
Gestion SAS
17/10/2017 Acquisition 30.56 1,069,600 2017DD514704
Nigel Higgins Managing Partner of Rothschild & Co
Gestion SAS
18/10/2017 Acquisition 30.86 532,335 2017DD514705
Nigel Higgins Managing Partner of Rothschild & Co
Gestion SAS
19/10/2017 Acquisition 30.64 589,820 2017DD514708
(1) These decisions are available on the AMF website ).
1.3.5 Regulated agreements and undertakings
In accordance with applicable legal and regulatory provisions, the Statutory Auditors have been informed of all the regulated agreements and undertakings
entered into during the 2017 nine-month financial period, and of agreements and undertakings entered into during previous financial years but still in
effect during the 2017 nine-month financial period.
During the 2017 nine-month financial period, the following transaction was approved by the Supervisory Board as regulated agreement:
• the transfer of the shares held by Rothschild & Co in Funds Selection, representing 20% of the share capital of the latter, to Rothschild Asset
Management.
This regulated agreement will be submitted for approval to the shareholders at the General Meeting to be held on 17 May 2018.
More detailed information on this regulated agreement and the report of the Statutory Auditors related thereto will be presented in the General
Meeting Document.